E. Capital Investment Decisions

  1. Capital budgeting process
    a. Stages of capital budgeting
    b. Incremental cash flows
    c. Income tax considerations
    d. Evaluating uncertainty
    e. Discount rates
  2. Capital investment analysis methods
    a. Net present value (NPV)
    b. Internal rate of return (IRR)
    c. Payback
    d. Comparison of investment analysis methods
    e. Sensitivity analysis

Part 2 – Section E.1. Capital budgeting process

The candidate should be able to:

  • a. define capital budgeting and identify the steps or stages undertaken in developing and implementing a capital budget for a project
  • b. identify and calculate the relevant cash flows of a capital investment project on both a pretax and after-tax basis
  • c. demonstrate an understanding of how income taxes affect cash flows
  • d. distinguish between cash flows and accounting profits and discuss the relevance to capital budgeting of incremental cash flow, sunk cost, and opportunity cost
  • e. explain the importance of changes in net working capital in capital budgeting
  • f. discuss how the effects of inflation are reflected in capital budgeting analysis
  • g. define hurdle rate
  • h. identify alternative approaches to dealing with risk in capital budgeting
  • i. distinguish among sensitivity analysis, scenario analysis, and Monte Carlo simulation as risk analysis techniques
  • j. explain why a discount rate specifically adjusted for risk should be used when project cash flows are more risky or less risky than is normal for a company or business unit
  • k. explain how the value of a capital investment is increased if consideration is given to the possibility of adding on, speeding up, slowing down, or discontinuing early
  • l. demonstrate an understanding of real options, including the options to abandon, delay, expand, and scale back (calculations not required)
  • m. identify and discuss qualitative considerations involved in the capital budgeting decision
  • n. describe the role of the postaudit in the capital budgeting process

Part 2 – Section E.2. Capital investment analysis methods

The candidate should be able to:

  • a. demonstrate an understanding of the two main discounted cash flow (DCF) methods, NPV and IRR
  • b. calculate NPV and IRR
  • c. demonstrate an understanding of the decision criteria used in NPV and IRR analyses to determine acceptable projects
  • d. compare NPV and IRR focusing on the relative advantages and disadvantages of each method, particularly with respect to independent vs. mutually exclusive projects and the “multiple IRR problem”
  • e. explain why NPV and IRR methods can produce conflicting rankings for capital projects if not applied properly
  • f. identify assumptions of NPV and IRR
  • g. evaluate and recommend project investments on the basis of DCF analysis
  • h. demonstrate an understanding of the payback and discounted payback methods
  • i. identify the advantages and disadvantages of the payback and discounted payback methods
  • j. calculate payback periods and discounted payback periods
  • k. define and calculate the profitability index
  • l. describe how sensitivity analysis is used in capital investment decision analysis